INTRODUCTION
Zero Day Capital Enterprises, LLC (“Zero Day Capital,” “we,” “us,” or “our”) respects your privacy and is committed to protecting your nonpublic personal information. This Privacy Policy describes how we collect, use, maintain, and disclose information obtained from visitors to our website and from current and prospective clients, in accordance with Regulation S-P under the Securities Exchange Act of 1934, as well as applicable state privacy laws, including those of California and New York.
SCOPE AND ACKNOWLEDGEMENT
This website is intended solely for individuals 18 years of age or older located in the United States. By accessing this Site or submitting information to us, you acknowledge that you meet these requirements and consent to the practices described in this Privacy Policy.
This Privacy Policy is incorporated into and subject to the Site’s Terms of Use.
INFORMATION WE COLLECT
Nonpublic Personal Information (NPI)
In connection with providing financial advisory services, we may collect nonpublic personal information about you, including but not limited to:
Name, address, email address, phone number
• Social Security number or tax identification number
• Financial information (assets, income, account numbers, investment objectives)
• Information provided on applications, forms, or questionnaires
Website and Technical Information
When you visit our Site, we may collect non-identifying technical information, including:
• IP address
• Browser type and operating system
• Pages viewed and referring URLs
• Cookies or similar tracking technologies
HOW WE COLLECT INFORMATION
We collect information:
• Directly from you through forms, applications, emails, or phone calls
• From custodians, broker-dealers, or third-party service providers involved in servicing your account
• Through automated technologies when you interact with our Site
USE OF INFORMATION
We use information collected from you to:
• Provide investment advisory services
• Respond to inquiries and requests
• Maintain and service client accounts
• Comply with legal and regulatory obligations
• Improve our website and client experience
• Prevent fraud and unauthorized access
DISCLOSURE OF INFORMATION (REGULATION S-P)
Consistent with SEC Regulation S-P, Zero Day Capital does not disclose nonpublic personal information about current or former clients to non-affiliated third parties except as permitted or required by law.
Permitted disclosures may include:
• Custodians (e.g., Charles Schwab & Co.)
• Broker-dealers, TAMPs, or portfolio accounting platforms
• Compliance, legal, audit, and technology service providers
• Government or regulatory authorities, as required
All such parties are required to maintain the confidentiality of information and use it solely for authorized purposes.
INFORMATION SECURITY
We maintain physical, electronic, and procedural safeguards designed to protect your information, including:
• Secure systems and restricted access controls
• Encryption and authentication protocols
• Internal policies governing data access and handling
While we take reasonable measures to protect information, no system can be guaranteed to be 100% secure.
CALIFORNIA PRIVACY RIGHTS (CCPA / CPRA)
California residents have the right to:
• Know what personal information we collect and how it is used
• Request access to or deletion of personal information (subject to legal exceptions)
• Opt out of the sale or sharing of personal information
Zero Day Capital does not sell personal information.
To exercise your rights, contact us using the information below. We may require verification of identity prior to responding.
NEW YORK PRIVACY RIGHTS
New York residents may request access to or correction of personal information maintained by Zero Day Capital, subject to applicable laws and regulatory recordkeeping requirements.
PERMISSION TO CONTACT YOU
By providing contact information, you consent to being contacted by Zero Day Capital for service-related or informational purposes. You may opt out of non-essential communications at any time.
Opt-out requests may be submitted by mail or email and will be processed within a reasonable timeframe.
DATA RETENTION
We retain personal information as required to comply with applicable federal and state laws, including SEC recordkeeping requirements, and for legitimate business purposes.
CHANGES TO THIS PRIVACY POLICY
We reserve the right to modify this Privacy Policy at any time. Updates will be posted on this page and are effective immediately upon posting. Continued use of the Site constitutes acceptance of the revised policy.
CONTACT INFORMATION
If you have questions about this Privacy Policy or wish to exercise privacy rights, contact:
Zero Day Capital Enterprises, LLC
309 Alexander Pl
West Point, NY 10996
Or
info@zerodaycapital.com